01—Abstract
Summary
Summary of the 10-K/A filed February 28, 2024. Cited figures are marked; the original filing is the authoritative source.
This filing from Goldman Sachs Group, Inc. (GS) pertains to their 10-K Annual Report for the period ending December 30, 2023, filed on February 27, 2024.
This specific document, designated as a 10-K/A (Annual Report Amendment), primarily lists and incorporates by reference a comprehensive set of exhibits that form part of the complete annual report. These exhibits detail the company's governance documents, debt instruments, various compensation plans for employees and directors, and other material agreements. For investors, the key takeaway from this filing is not new financial performance data itself, but rather an overview of the foundational legal and contractual structures governing the company.
It confirms the existence and incorporation of the full financial statements (in Part II, Item 8), and provides a detailed index of exhibits related to corporate structure, debt obligations, and executive compensation. Understanding these exhibits is crucial for a thorough assessment of Goldman Sachs' operational framework, risk management, and long-term financial commitments.
02—Key points
Key Highlights
- The filing is an Amendment (10-K/A) to the Annual Report for the period ending December 30, 2023.
- It primarily serves as an exhibit index, incorporating by reference numerous documents that form part of the full 10-K.
- Key exhibits include the company's Restated Certificate of Incorporation and Amended By-Laws, reflecting updated governance structures.
- A substantial portion of the exhibits relates to various indentures for senior and subordinated debt, indicating the company's financing structure.
- Numerous exhibits detail employee and director compensation plans, including stock incentive plans, restricted stock awards, and partner compensation plans.
- Other significant exhibits include leases, guarantee agreements, and the company's Clawback Policy effective December 1, 2023.
- The filing confirms the inclusion of consolidated financial statements in Part II, Item 8.
03—One dollar
04—Financials
Financial Highlights
Figures from 10-K/AFY2023filed February 28, 2024Financial Statements
FY2023 against FY2022
| Line item | FY2023FY2022 | Change |
|---|---|---|
| Interest Expense | $62.16B$21.35B | +191.2% |
| Net Income | $8.52B$11.26B | −24.4% |
| EPS (Basic) | $23.05$30.42 | −24.2% |
| EPS (Diluted) | $22.87$30.06 | −23.9% |
| Shares Outstanding (Basic) | 340.80M352.10M | −3.2% |
| Shares Outstanding (Diluted) | 345.80M358.10M | −3.4% |
05—Questions
Frequently Asked Questions
What is the primary purpose of this 10-K/A filing?
This filing is an amendment to the Annual Report (10-K) and primarily serves as an exhibit index. It lists and incorporates by reference various documents that are part of the complete annual report, rather than presenting new financial performance data directly within this document.
Where can I find the actual financial statements for Goldman Sachs?
The consolidated financial statements for the period ending December 30, 2023, are included in Part II, Item 8 of the full 10-K report. This 10-K/A filing indicates that those statements are part of the overall submission.
What types of important corporate documents are included as exhibits in this filing?
The exhibits include key governance documents like the Restated Certificate of Incorporation and Amended By-Laws, numerous debt indentures, various compensation and incentive plans for employees and directors, lease agreements, guarantee agreements, and the company's clawback policy.
Does this filing contain information about recent financial performance?
No, this specific filing (10-K/A) is focused on exhibits. While it references the period ending December 30, 2023, the actual financial performance details are found in the consolidated financial statements located in Part II, Item 8 of the complete 10-K filing, which this amendment supplements.
06—Continue