Early Access

10-KPeriod: FY2009

AMERIPRISE FINANCIAL INC Annual Report, Year Ended Dec 31, 2009

Filed February 24, 2010For Securities:AMP

Summary

Ameriprise Financial, Inc.'s (AMP) 2009 10-K filing provides a comprehensive overview of its business operations and financial performance leading up to December 30, 2009. The report details the company's diverse business segments, including Advice & Wealth Management, Asset Management, and Retirement & Protection Solutions, highlighting its strategy to deliver financial solutions to a broad client base. Investors will find crucial information regarding the company's risk factors, financial condition, and results of operations, which were significantly influenced by the economic conditions of 2009. The filing underscores Ameriprise's focus on its core business strengths and its ongoing efforts to navigate the challenging economic environment. Key areas of interest for investors include the company's revenue streams, profitability, capital adequacy, and its approach to managing market and credit risks. The report also outlines the company's corporate governance, executive compensation, and legal proceedings, providing a holistic view of the company's structure and its adherence to regulatory requirements.

Financial Statements
Beta
Revenue$7.54B
Operating Expenses$6.48B
Operating Income$721.00M
Net Income$722.00M
EPS (Basic)$2.98
EPS (Diluted)$2.95
Shares Outstanding (Basic)242.20M
Shares Outstanding (Diluted)244.40M

Key Highlights

  • 1The 10-K covers the fiscal year ending December 30, 2009, a period marked by economic recovery efforts following the 2008 financial crisis.
  • 2Ameriprise Financial operates through three main segments: Advice & Wealth Management, Asset Management, and Retirement & Protection Solutions.
  • 3The filing includes a detailed 'Management's Discussion and Analysis of Financial Condition and Results of Operations' (MD&A) which is critical for understanding performance drivers and risks.
  • 4Risk factors section (Item 1A) provides insight into potential challenges facing the company, including market volatility, regulatory changes, and economic downturns.
  • 5Item 5 discusses market for the company's common equity and related stockholder matters, including any issuer purchases of equity securities.
  • 6Financial statements and supplementary data (Item 8) offer a deep dive into the company's balance sheet, income statement, cash flows, and equity.
  • 7Information regarding Directors, Executive Officers, and Corporate Governance (Item 10) is provided, along with details on Executive Compensation (Item 11).

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