01—Abstract
Summary
Summary of the 6-K filed February 13, 2009. Cited figures are marked; the original filing is the authoritative source.
This Form 6-K filing from Canadian Pacific Railway Limited (CP) on February 13, 2009, primarily serves as a report of a foreign issuer to the SEC.
It indicates that CP files its annual reports under Form 40-F, which is a reporting form for Canadian companies. The filing also confirms that CP is not furnishing information under Rule 12g3-2(b) of the Securities Exchange Act of 1934.
Importantly for investors, this report serves to incorporate by reference the information contained within into existing registration statements for employee stock options (Form S-8). While this filing does not contain new financial or operational updates, it is a necessary regulatory step for CP to maintain its filings with the U.S. Securities and Exchange Commission and ensure transparency for its U.S.-listed securities and employee stock plans.
02—Key points
Key Highlights
- Canadian Pacific Railway Limited (CP) filed a Form 6-K report on February 13, 2009.
- This filing is a report of a foreign issuer to the U.S. Securities and Exchange Commission (SEC).
- CP confirms it files its annual reports under Form 40-F, a standard for Canadian companies.
- The company is not furnishing information under Rule 12g3-2(b) of the Securities Exchange Act of 1934.
- The filing incorporates previously submitted information by reference into three specific employee stock option registration statements (Form S-8).
03—Questions
Frequently Asked Questions
What is the main purpose of this Form 6-K filing?
The main purpose of this Form 6-K filing is to report information as required by the SEC for foreign issuers. It acts as a notification and incorporation by reference mechanism for Canadian Pacific Railway Limited's ongoing reporting obligations and employee stock plans.
Does this filing contain new financial results or operational updates for CP?
No, this specific Form 6-K filing does not contain new financial results or operational updates. It is a procedural filing that incorporates by reference information into existing registration statements for employee stock options.
Why is CP filing a Form 40-F for its annual reports?
Form 40-F is a reporting form prescribed by the SEC specifically for Canadian companies. By filing under Form 40-F, CP is complying with U.S. securities regulations in a manner tailored for foreign issuers from Canada.
What does 'incorporated by reference' mean in this context?
Incorporated by reference means that the information previously filed by Canadian Pacific Railway Limited is considered part of the specified registration statements (Form S-8) as if it were directly included within them. This is a common practice to avoid redundant filings.
04—Continue