01—Abstract
Summary
Summary of the 6-K filed October 25, 2011. Cited figures are marked; the original filing is the authoritative source.
This 8-K filing by Canadian Pacific Railway Limited and Canadian Pacific Railway Company on October 25, 2011, primarily serves to furnish certifications related to their quarterly report for the period ended September 30, 2011.
These certifications, executed by the CEO and CFO, are in accordance with Rule 13a-14(a) of the Securities Exchange Act of 1934, as mandated by Section 302 of the Sarbanes-Oxley Act of 2002. For investors, this filing underscores the company's commitment to regulatory compliance and the integrity of its financial reporting processes. While this specific filing does not contain new financial results or material business developments, it is a procedural document crucial for maintaining compliance with U.S. securities laws.
Investors should consider this alongside the accompanying quarterly report (filed separately) to gain a comprehensive understanding of the company's performance and financial position as of the third quarter of 2011. The presence of these certifications reassures stakeholders about the internal controls over financial reporting.
02—Key points
Key Highlights
- Filing made by Canadian Pacific Railway Limited and Canadian Pacific Railway Company.
- Report date: October 25, 2011, covering financial information for the period ended September 30, 2011.
- The primary purpose is to furnish CEO and CFO certifications under Sarbanes-Oxley Act Section 302.
- These certifications affirm the accuracy and completeness of the company's financial reports.
- Indicates adherence to U.S. Securities and Exchange Commission (SEC) reporting requirements.
- The filing is a Form 6-K, designating the registrants as Foreign Private Issuers.
- This document is supplementary to a separate Form 6-K containing the quarterly financial report.
03—Questions
Frequently Asked Questions
What is the main purpose of this 8-K filing?
The main purpose of this 8-K filing is to furnish certifications from the Chief Executive Officer (CEO) and Chief Financial Officer (CFO) of Canadian Pacific Railway Limited and Canadian Pacific Railway Company. These certifications are required by Section 302 of the Sarbanes-Oxley Act and attest to the accuracy and reliability of the company's financial reporting for the quarter ended September 30, 2011.
Does this filing include new financial results for Canadian Pacific?
No, this specific 8-K filing does not present new financial results. It is a procedural document primarily containing the CEO and CFO certifications. The actual quarterly financial report for the period ended September 30, 2011, was filed separately under a different Form 6-K.
What does it mean that the company is filing a Form 6-K as a Foreign Private Issuer?
Filing as a 'Foreign Private Issuer' means that Canadian Pacific Railway Limited and Canadian Pacific Railway Company are subject to the reporting requirements of the SEC but are incorporated or organized outside of the United States. They generally follow different accounting standards and disclosure rules than domestic U.S. companies, although they still must comply with certain SEC regulations, including the Sarbanes-Oxley Act certifications provided in this filing.
Why are CEO and CFO certifications important for investors?
These certifications are crucial for investors as they provide assurance that the company's senior management has reviewed and vouched for the accuracy of the financial statements and disclosures. It signifies a commitment to internal controls and financial reporting integrity, which is a cornerstone of investor confidence and corporate governance under the Sarbanes-Oxley Act.
04—Continue