10-KPeriod: FY2002

CARPENTER TECHNOLOGY CORP Annual Report, Year Ended Jun 30, 2002

Filed September 23, 2002For Securities:CRS

Summary

Carpenter Technology Corporation (CRS) filed its 10-K on September 23, 2002, detailing its financial performance and operations for the fiscal year ending June 30, 2002. The filing appears to be at a transitional point, with explicit mention of Part III incorporating information from the 2002 definitive Proxy Statement and the certifications of periodic reports pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. This suggests a focus on corporate governance and executive accountability. While the provided excerpt does not contain detailed financial statements or operational narratives, investors should note the signatories to the report, including CEO Dennis M. Draeger and CFO Terrence E. Geremski, alongside a comprehensive list of directors. The inclusion of Sarbanes-Oxley certifications underscores the company's adherence to new, heightened regulatory standards aimed at enhancing transparency and corporate responsibility, which are critical considerations for investors evaluating the company's management and internal controls.

Key Highlights

  • 1Filing Date: September 23, 2002, for the fiscal year ending June 30, 2002.
  • 2Key Signatories: Report signed by CEO Dennis M. Draeger, COO Robert J. Torcolini, and CFO Terrence E. Geremski, indicating leadership's direct involvement.
  • 3Proxy Statement Incorporation: Part III information is incorporated by reference from the September 26, 2002, Proxy Statement, requiring investors to consult a separate document for director and executive compensation details.
  • 4Sarbanes-Oxley Act Compliance: Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 are included, signifying adherence to new corporate governance and reporting requirements.
  • 5Board of Directors: A detailed list of directors is provided, with powers of attorney documented for their signatures.
  • 6Focus on Governance: The explicit mention of SOX certifications and proxy statement incorporation highlights a strong emphasis on corporate governance and executive accountability during this period.

Frequently Asked Questions

This 10-K filing provides a comprehensive overview of Carpenter Technology Corporation's business, financial condition, and results of operations for the fiscal year ending June 30, 2002. It also includes important disclosures related to corporate governance and executive accountability, particularly in light of the new Sarbanes-Oxley Act of 2002.

Information regarding executive compensation and the board of directors is incorporated by reference from the company's 2002 definitive Proxy Statement, which was dated September 26, 2002. Investors will need to review that separate filing for these details.

The inclusion of certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 indicates that the principal executive and financial officers have reviewed the report and are certifying the accuracy and fairness of the financial disclosures, and the effectiveness of internal controls. This reflects the company's commitment to complying with new, stringent regulations designed to improve corporate governance and investor protection.